US regulators hand out historically high $550 million combined penalty for recordkeeping and supervision failures
SEC and CFTC hand out penalties to BNP Paribas, BMO Capital Markets and Wells Fargo among others.
Tag: SMBC Nikko Securities
SMBC Nikko Securities adopts smartTrade’s FX platform to bolster regional trading capabilities
LiquidityFX platform from smartTrade will offer SMBC Nikko Securities workflows that will help improve trading procedures using APIs.
Eurex clears first interest rate swap from Japan with Citi and SMBC Nikko Securities
Citi acted as the clearing member for the transaction by SMBC Nikko Securities, following recent approval for Eurex to launch clearing services in Japan.