US banks saw trading revenues jump almost 50% for Q1
The cumulative trading revenue of US commercial banks and savings associations hit $10.6 billion in the first quarter of the year, according to OCC data.
Tag: Reporting
Records must be maintained despite coronavirus disruption, says FCA
Firms urged to let the FCA know if there are difficulties in recording calls, or capturing regulatory data that is due to be submitted.
ABN AMRO adopts UnaVista regulatory reporting platform
ABN AMRO Bank will use UnaVista’s platform for MiFID II and SFTR regulatory reporting.
Asset managers wary of potential new regulatory reporting regime
Asset managers express concerns over additional regulatory reporting burdens in addition to current requirements for MiFID II and AIFMD.
LSEG’s UnaVista TRADEcho gains approval for EU and UK reporting
UnaVista TRADEcho will provide MiFID II and EMIR reporting in the EU and the UK.
Deutsche Börse adds RegTek.Solutions pre-validation platform to reporting hub
RegTek.Solutions’ pre-validation platform will become available to over 2,300 firms currently using Deutsche Börse’s ARM by the end of the year.
TORA integrates OEMS with NEX Group for MiFID II reporting
TORA and NEX Group have partnered to help clients meet MiFID II trade and transaction reporting requirements.
Broadridge launches MiFID II ex-post reporting solution for investment managers
New service set to help investment managers meet reporting obligations for the end of April 2019.
Trax adds Thomson Reuters data to MiFID II reporting and SI services
Thomson Reuters will provide its market and reference data to APA and ARM services at Trax, as well as the SI determination tool.
CLS develops FX end-of-day reporting for MiFID II
Reporting tool will provide data on legal entity identifiers (LEIs), timestamps, product identifiers and execution venues.