Investment Association adds first FinTech member to boost buy-side engagement
Addition of RegTech firm ClauseMatch as IA member aimed at increasing buy-side engagement with FinTechs.
Tag: RegTech
Major banks and Goldman Sachs Asset Management adopt MiFID II compliance engine
GSAM, BNP Paribas, Credit Agricole and UBS among firms to adopt regulatory digitisation platform.
Bond dealers RegTech spending tops $20 billion
New report finds RegTech spend will bring about compliance checks and improve tools for sales traders.
RegTech demand sees Lombard Risk expand teams
The former global head of collateral management product at JP Morgan, who joined Lombard Risk in 2016, will head up the expansion.
Industry establishes global RegTech association
Organisation aims to ease and accelerate innovation in the fast-growing RegTech industry.
Former FCA executive joins market surveillance firm
Victoria Raffé will support RegTech firm Sybenetix as a non-executive director.
Banks spent close to $100 billion on compliance last year
Annual compliance expenditure surges while RegTech spending is expected to reach $80 billion by 2020.
Fonetic appoints RegTech expert as director ahead of MiFID II
CEO at VoxSmart, Oliver Blower, joins Fonetic as non-executive director.
Goldman Sachs and Wells Fargo lead $16 million investment in RegTech firm
Droit Financial Technologies secures $16 million investment from Goldman Sachs, Wells Fargo and DRW.
Start-up launches cloud-based AI RegTech surveillance tool
Surveillance tool identifies complex patterns in trading behaviour across multiple markets using cloud and artificial intelligence technology.