FCA assures ‘pragmatic approach’ to MiFID & EMIR reporting supervision as Brexit looms
Firms have been urged by the FCA to take reasonable steps to prepare with post-Brexit MiFID and EMIR reporting requirements.
Tag: MiFID
Goldman Sachs fined £34m for over 200 million MiFID transaction reporting errors
Goldman Sachs is handed largest penalty to date by the FCA after the watchdog found errors in more than 200 million transaction reports.
UBS fined £27.6 million for MiFID reporting failures
The FCA hands UBS largest MiFID transaction reporting fine to date after more than 130 million reports were found to be inaccurate.
ESMA: Crypto platforms should trade under MiFID II rules
Platforms trading crypto-assets that qualify as financial instruments should be subject to the rules, but ESMA has advised a bespoke regime be implemented for firms trading crypto-assets outside of the MiFID scope.
Citadel Securities registers as systematic internaliser
Market maker will become an equities SI in order to meet demand for additional sources of liquidity.
Analytics specialist big xyt launches large-in-scale liquidity tracker
Liquidity Cockpit uses tick data to aid in search for block liquidity.
Barclays prices unbundled research at up to £350k
Pricing plan reveals huge potential costs of buying research under MiFID II.
Blog: MiFID II could put a dampener on your holiday
The summer holiday season is here but it may not be summer as we know it.
Half of firms trading more bonds electronically – survey
Regulation seen as major driver in electronification of bond trading.
Nasdaq says SIs have unfair advantages
Exchange group identifies fresh loopholes in MiFID II’s systematic internaliser rules.