Cowen Execution Services fined $2.75 million for incomplete trading data
Formerly Convergex, Cowen Execution Services submitted incomplete data due to coding errors, according to the SEC.
Tag: Convergex
MiFID II sees Cowen gain European clients
Cowen Group’s acquisition of Convergex last year has positioned the company strongly in Europe as firms tackle MiFID II.
Convergex CEO to depart after Cowen acquisition
Eric Noll, CEO at Convergex, joined the brokerage in 2013.
Cowen Group confirms $116m Convergex acquisition deal
Deal could see Cowen Group become one of the largest US equities trading platforms.
Convergex integrates Commcise tech for MiFID II research payment
Westminster Research Associates and Commcise team up for technology tool for research commission management.
Convergex prepares for MiFID II with latest hire
Robin Strong hired to focus on Convergex’s unbundling and commission management services.
Convergex opts for Ancoa’s market surveillance platform
Ancoa’s market surveillance platform will monitor all trading activity at Convergex.
Convergex’s LiquidPoint merges with Dash Financial
LiquidPoint and Dash Financial will merge to form Dash Financial Technologies.
Convergex deploys The OptionEyes platform for equity and options portfolios
The OptionEyes platform uses OMS technology to give traders flexibility for equity and options portfolios.
Convergex launches market probing options algo
New options algorithm is designed to seek liquidity through both passive and aggressive means.