London should brace for tough clearing equivalence conditions
CFTC’s Timothy Massad outlines the challenges the UK faces ahead of clearing equivalence negotiations after Brexit.
Tag: Commodity Futures Trading Commission
Swap reporting failures costs Soc Gen $450,000
Societe Generale failed to report FX swaps following a system update error.
CFTC teams up with FCA to support cross-border swap dealers
Regulators have signed a memorandum of understanding to support companies based in the UK and US.
Barclays fined half a million for record-keeping failures
Barclays fined $500,000 for failing to produce confirmations on over a thousand trades.
System outage sees Deutsche Bank charged over reporting failures
CFTC in the US has found Deutsche Bank had shown an inability to comply with swap reporting requirements.