Tag: CFTC

He joins the crypto-focused investment fund as a strategic advisor after previously leading the CFTC as chairman and commissioner for five years.

The US senate has welcomed interim chairman Behnam on a permanent basis after he assumed the role replacing Heath Tarbert in January.

About 2.76% of total US recorded volume during 8 July 2019 to 23 December 2019 was deleted prematurely due to an analyst’s error.

According to CFTC, ICE Clear Europe failed to obtain executed acknowledgement letters from the depository before, during or after the opening of six customer segregated accounts.

According to the CFTC, Refinitiv’s swap execution facility failed to report certain categories of swap data from 2016 to August last year.

The order filed by CFTC found that Mizuho Capital’s compliance and supervision failures occurred from around 2013 to at least April this year.

According to the CFTC, Citi failed to correctly report legal entity identifier (LEI) information to a swap data repository (SDR).

Registered swap dealers at Credit Suisse were found to have inaccurately reported swap transactions by the US derivatives regulator.

Chris Giancarlo joins Baton Systems as senior advisor after serving for five years as chairman and commissioner at the CFTC.

Heath Tarbert joins the market maker shortly after leaving the Commodities Futures Trading Commission (CFTC) at the end of January.