US regulators hand out historically high $550 million combined penalty for recordkeeping and supervision failures
SEC and CFTC hand out penalties to BNP Paribas, BMO Capital Markets and Wells Fargo among others.
Tag: Bank of Montreal
BMO hires new director of research for the US
The incoming hire was formerly with Goldman Sachs and several FinTech firms before joining BMO.
Columbia Threadneedle now a Top 10 UK asset manager by AUM following completion of acquisition of BMO’s EMEA asset management business
The acquisition of BMO’s EMEA arm increases Columbia Threadneedle’s total AUM to $714 billion.