People in The Trade

Ownership figures suggest sliding market quality

A substantial portion of equity trading doesn’t result in shares changing hands, due in part to a disproportionate focus by exchanges on high-frequency trading (HFT) activity, according to Peter Randall, CEO of retail-focused trading venue Equiduct.

“An enormous amount of the flow that goes through the market today doesn’t actually result in a change of beneficial ownership. By value we believe that only about 35% of trading results in shares actually changing hands; by number of trades executed this we believe is about 2%,” Randall says.

The figures Randall cites were drawn from the European Central Bank’s stock data warehouse, and set against total settlement values from Federation of European Securities Exchanges.

The numbers indicate a significant portion of market participants trade simply for price arbitrage rather than actually acquiring shares.

“At the broad market level there is a major portion of activity that doesn’t pass down from central counterparties (CCPs) into central securities depositories (CSDs). The trades are either flattened by HFT firms or netted off against each other in the CCP and don’t result in settlement,” Randall says.

Consequences for markets 

So what does this mean for the quality of markets and liquidity provision? Randall contends that the quality of flow is seriously affected by HFT firms that typically aim to end the day flat and rarely hold positions overnight.

As such, the limited proportion of shares that actually changes hands renders the price paid for equities unreliable.

“There are very real consequences for market quality. Only a small portion of trading on markets results in real flow. Markets have become very sensitive to price setting flows which are declining,” Randall says.

The advent of liquidity fragmentation has seen a proliferation of technology-driven HFT players benefitting from price arbitrage across venues, which has further affected market quality, while producing the type of liquidity institutional investors can’t capitalise on.

“In an increasingly fragmented trading landscape, institutions in particular might choose to say they don’t want their stock and orders being exposed to those certain trading venues for price arbitrage reasons,” Randall says, adding that venues, not HFT firms are to blame for this apparent deterioration in flow quality.

The growth in venues offering new trading platforms that seek to separate HFT from institutional trading , such as agency broker CA Cheuvreux’s multilateral trading facility BLINK MTF, which only includes liquidity from the firm’s clients, thereby excluding HFT and other proprietary flow and Tony Mackay’s proposed social media-inspired venue MarketBourse. But Randall contends that these venues are not a sufficient response the problem, while exacerbating fragmentation.

Randall believes the efforts of exchanges in courting HFT players with ever-faster trading technology and rebates for posting liquidity should be addressed in order to stem the rise of price arbitrage strategies. According the Equiduct head, European venues need to focus on fostering a positive trading environment with good quality liquidity and do more to encourage new listings.

“If Europe is to grow itself out of the current problems, it can only be helped by a deep, liquid and active SME marketplace and it seems that platforms have forgotten their role of helping new companies to raise capital,” Randall says.

Richard Henderson +44 (0) 20 7397 3820 richard.henderson@information-partners.com