People in The Trade

An innovative response

The low-volume equity trading environment presents new opportunities to tailor products to firms looking to expand execution and cut costs, according to Andrew Morgan, the recently promoted co-head of equities trading for EMEA at Deutsche Bank.

The elevation of Morgan and co-head Stuart McGuire, who comes from the global program trading and European cash equity single stock business, is evidence of Deutsche’s focus the growth of electronic trading in its equities business.

Morgan believes his appointment was largely a recognition of his team’s effort in Autobahn, the bank's electronic platform, which offers direct market access and a suite of algorithms and analytics.

“The tools and operational efficiencies we leveraged in Autobahn are being migrated across the entire division. We wanted to bring a number of the different execution groups together so client interaction was as close as we could get it,” says Morgan.

Morgan, who joined Deutsche Bank in 2004 following a six-year stint in Goldman Sachs’ equity division, believes the current low-volume equity market climate has forced innovation from all areas of the industry.

“There are new business opportunities that have arisen from challenges to the market, with the client wallet dropping, sending revenue and profitability down for mid-tier brokers, who are looking at new services to cut costs,” says Morgan, adding that businesses must convert any changes to market structure or regulation into commercial opportunities to prosper.

Deutsche Bank this week released dbintegrate, an equities trading platform built to address challenges of fragmented liquidity, offering clients end-to-end execution, settlement and custody services, which Morgan believes is evidence of Deutsche appealing to banks and brokers looking to streamline trading activity.

Structural change 

From a buy-side trade execution perspective, regulatory reform is vying with low-volumes as the chief concern among heads of trading. As industry regulators in Europe look to apply stricter transparency rules on dark pools, which could further squeeze liquidity and make block crossing harder, Morgan thinks the proliferation of venues has a limit.

“Fragmentation is good to the extent you introduce new, innovative features to the market. Clearly the growth in broker crossing networks and the discretion we have in them to avoid certain participants has been very valuable to market participants, but fragmentation for fragmentation’s sake is useless,” says Morgan, adding that Deutsche Bank’s SuperX dark pool had performed well throughout the year.

While the growth in use of dark pools is often seen as a reaction to increased high-frequency trading (HFT) liquidity on the lit order books, Morgan believes it should be seen more as a trade-off between the quality and quantity of fill.

A central focus for all heads of trading will be steering the course through a period of major regulatory change, which issues including fragmentation, HFT and transparency top of mind for regulators. Morgan believes recent moves to stem HFT trading will adversely affect liquidity, and are part of a complex matrix regulators often have trouble understanding.

A draft of Europe-wide MiFID II regulation has passed through the European Parliament’s Economic and Monetary Committee, and the Council of the European Union will propose a version of the text before the two legislative bodies agree o a final text with input from the European Commission.The final document is expected to be implemented in 2014 at the earliest.

“We need thorough, evidence-based assessments of what’s going on in our markets, like the Foresight report to avoid reactionary regulation. The market is more complex than ever, and investment in technology is an on-going requirement alongside everything that firms have to keep up with from a regulatory point of view,” says Morgan.